PER CURIAM:
Thomas D. Arthur, an Alabama state prisoner sentenced to death, appeals the dismissal of his 42 U.S.C. § 1983 complaint alleging that Alabama's method of executing inmates by lethal injection violates the Eighth and Fourteenth Amendments to the U.S. Constitution and the separation of powers required by Article III of the Alabama Constitution. Arthur's execution is currently scheduled to take place on March 29, 2012.
Arthur instituted this challenge
Arthur also alleges that (1) the prison personnel charged with carrying out lethal injections in Alabama fail to follow regular procedures in carrying out lethal injections, in violation of the Equal Protection Clause of the U.S. Constitution; (2) Alabama's policy of keeping information about its lethal injection procedure secret violates the Due Process Clause of the U.S. Constitution; and (3) Alabama's lethal injection policies violate the Alabama Constitution by impermissibly delegating lawmaking authority to prison officials.
Alabama moved to dismiss the complaint. The district court dismissed the Eighth Amendment and Due Process claims on statute of limitations grounds and the Equal Protection claim for failing to state a claim upon which relief can be granted. Having dismissed all of Arthur's federal claims, the district court declined to exercise supplemental jurisdiction over the state law claim. Arthur appeals the dismissal of all four of his claims.
The district court dismissed Arthur's Eighth Amendment claim on the ground that this claim was barred by Alabama's two-year statute of limitations. See Powell v. Thomas, 643 F.3d 1300, 1303 (11th Cir.2011) ("The two-year limitations period ... applies to section 1983 actions in Alabama.") (internal quotation marks omitted). In order to defeat Alabama's statute of limitations defense, Arthur must show that he filed his § 1983 complaint within two years of a significant change in Alabama's method of administering lethal injections. See McNair v. Allen, 515 F.3d 1168, 1177 (11th Cir.2008).
Whether a significant change has occurred in a state's method of execution is a fact-dependent inquiry, which we have treated as such in each of our recent cases addressing the lethal injection protocols of Alabama, Georgia and Florida. Although we concluded in Powell v. Thomas, 643 F.3d 1300 (11th Cir.2011), DeYoung v. Owens, 646 F.3d 1319 (11th Cir.2011) and Valle v. Singer, 655 F.3d 1223, 1226 (11th Cir.2011), that the replacement of sodium thiopental with pentobarbital did not constitute a "significant change" in the lethal injection execution protocol, each of these decisions is premised on the specific factual allegations and/or evidence presented and considered in each of those cases. None of the previous courts that were asked to decide whether the substitution of pentobarbital for sodium thiopental is a "significant change" in the lethal injection protocol could have resolved, nor did they resolve, that claim without considering the facts and evidence. Simply because no court, based on the allegations and evidence that has been presented in cases to date, has found a significant change does not mean that such evidence does not exist. To read our circuit decisions in Powell, DeYoung, and Valle as holding—no matter what new facts allege or new evidence reveals—that Alabama's, Georgia's and Florida's substitutions of pentobarbital for sodium thiopental is not a significant change in their execution protocols is to ignore the reality that scientific and medical evidence that exists today may differ from that which new scientific and medical discoveries and research reveal tomorrow.
Specifically, we held in Powell (Williams) v. Thomas that, based on the district court's review of the evidence and factual findings after a hearing on a death row inmate's motion to stay his execution, "the evidence present" did not demonstrate a "substantial likelihood of success on the merits" of the inmate's Eighth Amendment challenge. 641 F.3d 1255, 1257 (11th Cir.2011). We did so only after determining that the district court had not "abused its discretion" by deciding to credit an expert report submitted by Alabama, id., and only with the benefit of the district court's finding "that the State's representations about the amended execution protocol were accurate." Id. at 1258. Next, in Powell, we reviewed a complaint presenting identical allegations and relying on the same expert testimony and exhibits as were rejected in Powell (Williams), and we affirmed the dismissal of the complaint because its allegations and supporting evidence were indistinguishable from those in Powell (Williams). 643 F.3d at 1302 (noting that Powell's complaint was "nearly identical" to the one filed in Powell (Williams)); id. at 1303 (reviewing evidence relied on by both Williams and Powell). And in DeYoung and Valle, we affirmed the denial of death-row inmates' motions to stay their executions with the benefit of extensive fact-finding made by the district court at evidentiary hearings conducted in both cases. See 646 F.3d at 1323 (reviewing district court's factual findings); 655 F.3d at 1226 (adopting district court's opinion considering evidence presented at a hearing on a motion for stay of execution).
The district court in Arthur's case, however, never considered Arthur's evidence in support of his allegations that there has been a "significant change" to
For several reasons, we conclude that Arthur's Eighth Amendment allegations are not so similar to those presented in our previous cases that his complaint can be dismissed on a Rule 12(b)(6) motion. See Anders v. Hometown Mortg. Svcs., 346 F.3d 1024, 1031 (11th Cir.2003) (holding that disposition of a previous case may bind a subsequent decision only when the "facts and circumstances [are] sufficiently similar to those under which [the previous decision] arose."). In DeYoung, we concluded that the evidence presented at an evidentiary hearing showed that no substantial change had occurred in Georgia's method of execution within two years of the filing of the plaintiff's complaint in 2011. 646 F.3d at 1325 (concluding that the evidence presented did not show a substantial change and proceeding to review this evidence). However, that Georgia's method of execution may not have undergone a substantial change in the relevant time period has no bearing on the factual question of whether a substantial change has occurred in the way that Alabama administers its method of execution, as Arthur's complaint alleges.
Our holdings in Powell and Powell (Williams), unlike DeYoung, involved challenges to Alabama's administration of lethal injections, however, Arthur's complaint and supporting affidavits are sufficiently different from the complaint filed in both cases to survive dismissal at the pleadings stage. In particular, Arthur's complaint is supported by the affidavits of two expert witnesses who had reviewed the testimony of Alabama's expert witness and were prepared to rebut that testimony. Both experts were prepared to testify about specific defects in Alabama's administration
These significant differences between the factual allegations and supporting affidavits in this case, which we must assume to be true at the motion to dismiss stage, render Arthur's case distinct from the facts and circumstances addressed in our previous decisions. See Anders, 346 F.3d at 1031. Accordingly, the district court committed reversible error in dismissing Arthur's Eighth Amendment claim without any opportunity for factual development, including discovery between the parties.
Arthur next alleges that Alabama's material deviation from its lethal injection protocol, namely that it did not conduct the pinch test for consciousness in the execution of Eddie Powell, violates his right to Equal Protection under the Fourteenth Amendment, by burdening his right to be free from cruel and unusual punishment. The district court dismissed this claim as too speculative.
To state an Equal Protection claim, Arthur first has to "show that the State will treat him disparately from other similarly situated persons," DeYoung, 646 F.3d at 1327. Second, "[i]f a law treats individuals differently on the basis of ... [a] suspect classification, or if the law impinges on a fundamental right, it is subject to strict scrutiny." Leib v. Hillsborough County Pub. Transp. Comm'n, 558 F.3d 1301, 1306 (11th Cir.2009). Otherwise, Arthur must "must show that the disparate treatment is not rationally related to a legitimate government interest." DeYoung, 646 F.3d at 1327-28.
Arthur alleges that Alabama's reduction in safeguards burdens his right to be free from cruel and unusual punishment. "[S]ubjecting individuals to a risk of future harm—not simply actually inflicting pain—can qualify as cruel and unusual punishment." Baze v. Rees, 553 U.S. 35, 49, 128 S.Ct. 1520, 170 L.Ed.2d 420 (2008). Significant deviations from a protocol that protects inmates from cruel and unusual punishment can violate the Eighth Amendment. Indeed, the Sixth Circuit recently affirmed an order to stay an execution because four core deviations from Ohio's lethal injection protocol, including foregoing mandated vein assessments, burdened the Equal Protection rights of inmates in Ohio. See In re Ohio Execution Protocol Litigation, No. 12-3035, 2012 WL 118322 (6th Cir. Jan. 13, 2012), affirming, Cooey v. Kasich, 801 F.Supp.2d 623, 643-644 (S.D.Ohio 2011) ("We agree with the district court that the State should do what it agreed to do: in other words it should adhere to the execution protocol it adopted.").
Here, Arthur alleges that Alabama failed to perform a required consciousness check in a recent execution, a significant deviation from its execution protocol. In light of Arthur's other allegations regarding the veil of secrecy that surrounds Alabama's execution protocol, it is certainly not speculative and indeed plausible that Alabama will disparately treat Arthur because the protocol is not certain and could be unexpectedly changed for his execution.
Accordingly, accepting Arthur's allegations as we must at the motion to dismiss stage, we conclude that the district court erred in dismissing Arthur's Equal Protection claim at this stage of the proceedings and remand for further factual development.
HULL, Circuit Judge, dissenting:
I respectfully dissent because the majority opinion fails to follow our binding precedent about the substitution of the first drug pentobarbital for sodium thiopental in Alabama's three-drug lethal injection protocol. Based on this circuit's binding precedent, as outlined below, the district court concluded that (1) Arthur's § 1983 claims based on the Eighth Amendment and Due Process were barred by the statute of limitations because the April 2011 substitution of pentobarbital for sodium thiopental is not a significant alteration in the 2002 lethal injection protocol so as to restart the statute of limitations clock, and (2) Arthur's Equal Protection claim failed to state a claim.
For the reasons that follow, I would affirm the district court's dismissal of the plaintiff's complaint. I recount in detail the nature of Arthur's § 1983 claims about pentobarbital and compare them with our § 1983 precedent holding not once but three times that the substitution of pentobarbital does not restart the statute of limitations clock. This comparison shows that Arthur makes the same pentobarbital claims as other inmates have before and our precedent controls Arthur's claims and requires dismissal.
This is Arthur's fifth § 1983 civil action since he was sentenced to death in 1992, and his third such § 1983 challenge to lethal injection as his method of execution. I review his two earlier § 1983 method-of-execution challenges and then this one.
On May 14, 2007, twenty-seven days after the State filed a motion to set Arthur's execution date, Arthur filed a § 1983 action alleging that "Alabama's three-drug lethal injection protocol .. . violat[ed] the Eighth Amendment's prohibition against cruel and unusual punishment" and seeking injunctive relief "to prevent Alabama's use of the lethal injection procedure." Arthur v. Allen, No. 07-13929, 248 Fed.Appx. 128, 130 (11th Cir. Sept. 17, 2007) (unpublished). The district court granted the State's motion to dismiss the case based on laches. Id. at 129. This Court affirmed, concluding that the district court did not abuse its discretion in determining that Arthur had unnecessarily delayed filing his challenge to Alabama's lethal injection procedure, given that Arthur was on notice since at least mid-2006 that a § 1983 challenge to Alabama's method of execution was available. Id. at 131-32.
On October 9, 2007, Arthur filed a second § 1983 challenge to Alabama's lethal injection protocol, which the district court again dismissed for unreasonable delay. See Arthur v. Ala. Dep't of Corr., No. 07-15877, 285 Fed.Appx. 705, 705 (11th Cir. July 29, 2008) (unpublished). On appeal, Arthur argued that his second method-of-execution challenge was distinguishable from his first because Alabama had made material changes to its lethal injection protocol in October 2007. Id. This Court rejected that argument and affirmed the dismissal of Arthur's second § 1983 challenge to Alabama's lethal injection protocol, noting "that it does not appear that Alabama's 26 October 2007 minimal changes to its execution protocol materially changed the procedures that were adopted in 2002." Id.
On April 26, 2011, the Alabama Department of Corrections ("ADOC") amended its lethal injection protocol to substitute the administration of pentobarbital for sodium thiopental as the first drug in the three-drug protocol. On June 8, 2011, Arthur filed the present § 1983 action.
Arthur attached to his complaint not only the declarations of three expert witnesses, but also voluminous documentary evidence. Arthur references these declarations and exhibits repeatedly as part of his complaint and asks this Court to consider them as part of his pleaded allegations in his complaint. See Griffin Industries, Inc. v. Irvin, 496 F.3d 1189, 1205 (11th Cir.2007) (considering exhibits attached to complaint for purposes of motion to dismiss because exhibits "are part of the pleading for all purposes" (quotation marks omitted)); Bickley v. Caremark RX, Inc., 461 F.3d 1325, 1329 n. 7 (11th Cir. 2006) (construing documents attached to complaint as part of complaint for purposes of motion to dismiss); Solis-Ramirez v. U.S. Dep't of Justice, 758 F.2d 1426, 1430 (11th Cir.1985) (rejecting claim that district court improperly considered report attached to complaint on motion to dismiss because "the report that appellant claims was improperly considered was attached to the complaint" and "such attachments are considered part of the pleadings for all purposes, including a Rule 12(b)(6) motion"); see also Brooks v. Blue Cross & Blue Shield of Fla., Inc., 116 F.3d 1364, 1369 (11th Cir.1997) ("[W]here the plaintiff refers to certain documents in the complaint and those documents are central to the plaintiff's claim, then the Court may consider the documents part of the pleading for purposes of Rule 12(b)(6) dismissal, and the defendant's attaching such documents to the motion to dismiss will not require conversion of the motion into a motion for summary judgment."). Accordingly, Arthur has already presented voluminous evidence which is considered for purposes of the motion to dismiss.
The essence of Dr. Lubarsky's testimony is that he does not know what levels of pentobarbital will anesthetize humans because he has never used it on humans and there is no study telling him. The most he can say is he believes that 2,500 mg is insufficient "to assure" or guarantee unconsciousness. In any event, Dr. Lubarsky never refutes the statement in the affidavit from Dr. Dershwitz (also submitted by Arthur and attached to Arthur's complaint) that 2,500 mg of pentobarbital
Anesthesiologist Dr. Mark Heath's declaration (also attached to Arthur's complaint) has a similar focus on the lack of data and knowledge about the length of time for pentobarbital to induce unconsciousness. Dr. Heath states: (1) "[t]he chemical properties of pentobarbital strongly suggest that it would produce a more gradual and prolonged transition from consciousness to unconsciousness than would thiopental"; (2) Dr. Heath was "unaware of a single instance of the use of pentobarbital in the clinical setting to induce anesthesia or unconsciousness in a conscious person"; (3) there is "no body of clinical knowledge regarding the behavior of pentobarbital and its effects on human beings when rapidly administered in high dosages to a conscious person"; (4) "[t]he switch to pentobarbital, for which there is no clinical knowledge regarding its effects on human beings when rapidly administered in high dosages to a conscious person, combined with the use of pancuronium bromide and potassium chloride, confers a substantial risk of an excruciating and agonizing death process"; (5) pentobarbital "is classified as an intermediate-acting barbiturate," whereas sodium thiopental "is classified as an ultrashort-acting and/or ultrafast-acting barbiturate"; and (6) "by dint of its being in a different class of barbiturates, pentobarbital would be slower in producing sedation and unconsciousness than would thiopental." Dr. Heath opined that, based on witness accounts of the executions of Eddie Powell and Roy Blankenship, "the pentobarbital did not produce ... rapid and smooth transition from consciousness to unconsciousness," though Dr. Heath was "not able to identify the cause of the unexpected effects of pentobarbital" in those executions. Yet, like Dr. Lubarsky, Dr. Heath never states that a 2,500 mg dose of pentobarbital does not cause unconsciousness in humans. Dr. Heath, like Dr. Lubarsky, also never states how long a 2,500 mg dose will take to cause loss of consciousness.
Significantly, Arthur's complaint also attached and repeatedly referenced the expert report of anesthesiologist and pharmacologist Dr. Mark Dershwitz.
Arthur also attached to his complaint several newspaper accounts and witness affidavits of the execution of Alabama inmate Eddie Powell. Together these accounts indicate that after the chaplain stopped praying and after the administration of pentobarbital began, Powell raised his neck and head off the gurney, opened his eyes and looked confused, clenched his teeth and flexed his neck muscles. But then, by all accounts, Powell laid his head back down and did not move again.
In fact, according to the affidavit of Powell's own attorney, Christine Freeman (attached to Arthur's complaint), after Powell laid his head back down, a corrections officer called Powell's name and touched Powell's face, then stepped back against the wall of the room, after which the observers "all remained seated, for quite a while longer." The affidavit of Matt Schulz, Powell's other attorney (also attached to Arthur's complaint), states that: "A few minutes after Mr. Powell's head had gone back down, a guard approached Mr. Powell, and called out loudly to him: `Eddie. Eddie. Eddie.' Mr. Powell made no response. The guard then ran his finger lightly over Mr. Powell's left eyelash. Again, there was no response."
Also attached to Arthur's complaint is an Associated Press newspaper article by
On August 15, 2011, the State moved to dismiss Arthur's complaint or, alternatively, for summary judgment.
On November 3, 2011, the district court issued an order granting the State's motion to dismiss. The district court concluded that Arthur's Eighth Amendment and Due Process claims were barred by the statute of limitations. The district court explained that: (1) a two-year statute of limitations governed Arthur's § 1983 claims; (2) a method-of-execution claim accrues on the later of the date the inmate's state review is complete or the date on which the inmate becomes subject to a new or substantially changed execution protocol; (3) Arthur's claim accrued on July 31, 2002, when Alabama adopted lethal injection as its method of execution; (4) Eleventh Circuit precedent foreclosed Arthur's arguments that the switch from sodium thiopental to pentobarbital resulted in a new or substantially changed execution protocol; (5) Eleventh Circuit precedent also established that Arthur's Due Process claim about the secrecy of Alabama's protocol accrued on July 31, 2002; and (6) thus, Arthur brought his Eighth Amendment and Due Process claims nearly seven years after the limitations period expired.
The district court dismissed Arthur's Equal Protection claim as to the ADOC's alleged failure to conduct a full consciousness check during the Powell execution for failure to state a claim. The district court reasoned that, even "[a]ssuming that observation of the `pinch test' is constitutionally significant, Arthur's allegation, that ADOC's protocol was not followed in one execution, does not raise his right to relief above a speculative level."
Arthur appealed.
This is not the first time this Court has been called upon to decide a § 1983 challenge to Alabama's use of pentobarbital as the first drug in its three-drug execution protocol. See Powell v. Thomas, 641 F.3d 1255 (11th Cir.2011) ("Powell (Williams)"); Powell v. Thomas, 643 F.3d 1300 (11th Cir.2011) ("Powell").
Alabama announced its switch from sodium thiopental to pentobarbital a few weeks before Williams's scheduled execution date. Powell (Williams), 641 F.3d at 1256. Williams moved to intervene in Powell's ongoing § 1983 action and moved the district court for a stay of execution. Id. Williams alleged, among other things, "that the ADOC's protocol change will result in a violation of [Williams's] Eighth Amendment right to be free from cruel and unusual punishment." Id. The district court granted Williams's motion to intervene.
Williams's complaint alleged: (1) "the drug that ADOC now intends to use as the first drug in the [lethal injection] sequence, pentobarbital, is not an ultra short acting barbiturate like sodium thiopental"; (2) "[p]entobarbital is not an agent used medically to induce loss of consciousness and loss of sensation because of the extended length of time it takes for the drug to act"; (3) "[p]entobarbital is less lipid soluble than sodium thiopental, decreasing the rate of penetration into the brain, causing the slower onset of anesthesia after intravenous injection"; (4) "[w]hile pentobarbital is used to create a state of sedation[,] sedation is not the same as a loss of consciousness and loss of sensation. Sedated individuals can be aware and can feel pain"; (5) "[i]f pentobarbital is ineffectively administered and fails to establish and maintain loss of consciousness and loss of sensation, [the second drug] pancuronium bromide serves only to mask the inmate's pain and suffering from observers, but does not prevent the inmate from suffering a painful death by asphyxiation"; (6) "[a]bsent complete anesthesia, the injection of [third drug] potassium chloride causes excruciating pain"; (7) "there is no standard clinical dose of pentobarbital used to induce anesthesia" because "pentobarbital is not even used medically to induce [un]consciousness and loss of sensation"; and (8) "the use of a drug not approved to induce anesthesia creates a substantial risk of serious harm to Mr. Williams." (Emphasis added.)
In Powell (Williams), the district court outlined Alabama's protocol as having these steps—which are the same steps outlined
Powell v. Thomas, 784 F.Supp.2d 1270, 1277 (M.D.Ala.2011) (footnotes omitted).
The district court also reviewed the parties' evidence, including "(1) an expert report, introduced by Williams, challenging the use of pentobarbital in Oklahoma executions, and (2) an expert report, submitted by the State, asserting that the use of pentobarbital in the Alabama lethal injection protocol presents `an exceedingly small risk that a condemned inmate ... would experience any pain or suffering associated with the administration of lethal doses of pancuronium bromide and potassium chloride.'" Powell (Williams), 641 F.3d at 1257 (ellipsis in original). This second expert report at issue in Powell (Williams) is by Dr. Dershwitz, whose report Arthur actually filed and attached to his complaint. The district court credited Dr. Dershwitz's expert report and denied Williams's motion for a stay, concluding that Williams had not demonstrated a substantial likelihood of success on the merits of his Eighth Amendment claim. Id.
Williams appealed to this Court, arguing that the district court abused its discretion in denying his motion for a stay of execution. Id. at 1256-57. This Court reviewed the parties' evidence and found that "[t]he evidence present[ed] does not demonstrate that the ADOC's use of pentobarbital creates [a] substantial risk of serious harm to Williams." Id. at 1257. Thus, this Court concluded, "We are unable to determine that the district court abused its discretion by crediting the expert report submitted by the State and concluding that Williams has not demonstrated a substantial likelihood of success on the merits of this Eighth Amendment claim." Id. Here, because Arthur attaches Dr. Dershwitz's report to his complaint, we must accept it as true for purposes of the State's motion to dismiss, obviating any need for fact-finding or crediting by the district court.
Williams also alleged on appeal that he had "a broad Eighth Amendment right to know the details of his execution." Id. at 1258. This Court rejected that argument, specifically holding that "[t]he replacement of sodium thiopental with pentobarbital does not constitute a significant alteration in the ADOC's lethal injection protocol":
Powell (Williams), 641 F.3d at 1257-58 (citations omitted; emphasis added). The Court affirmed the district court's denial of Williams's motion to stay his execution.
Powell filed his § 1983 action about a month before his scheduled execution date.
The State moved to dismiss Powell's complaint as barred by the two-year statute of limitations for § 1983 claims. Id. The district court granted the motion to dismiss, concluding that "the statute of limitations for Powell's challenge to execution by lethal injection began running on July 31, 2002, the last time the state made a `significant change' in the state execution protocol by switching from electrocution to lethal injection, and therefore [the period] expired on July 31, 2004." Id.
On appeal, Powell argued that the district court erred in granting the State's motion to dismiss his § 1983 action as time-barred because (1) the change from sodium thiopental to pentobarbital was a "significant change" in the protocol and thus re-started the limitations period, and the district court's contrary holding "relied on external evidence and dicta"; and (2) Powell's "claim regarding Alabama's secrecy and arbitrary changes also accrued when the ADOC changed the first drug in the protocol." Id. This Court, applying de novo review and accepting the allegations in Powell's complaint as true, affirmed. Id.
This Court first discussed the Powell (Williams) decision we had issued the month before:
Powell, 643 F.3d at 1302-03 (citations omitted). The panel in Powell framed the issue before it as "whether, in light of our
The Powell Court concluded that Powell (Williams) controlled and that "Powell's attempts to circumvent the holding of Powell(Williams) fall flat":
Id. at 1304-05 (citations and quotation marks omitted).
Further, the Powell panel noted that "if the change in protocol is not a `significant alteration' for purposes of an Eighth Amendment notice claim, we cannot see how it would constitute a significant change for purposes of a statute of limitations' triggering date." Id. at 1305. The Court also rejected the notion that the Powell (Williams) holding should not control because Powell (Williams) was decided on appeal from the denial of a stay of execution (which requires a showing of substantial likelihood of success on the merits, under an abuse of discretion standard), not a motion to dismiss (decided de novo, accepting plaintiff's allegations as true):
Id. at 1305 (emphasis added).
We also affirmed the district court's decision to dismiss as time-barred Powell's claim as to the secrecy of Alabama's execution protocol:
Id. at 1305 (quotation marks and citations omitted). Thus, Arthur's very claims about pentobarbital were rejected in Powell and Powell (Williams). But there is more.
On May 13, 2011, the Georgia Department of Corrections ("GDOC"), like its Alabama counterpart, switched the first drug in its three-drug lethal injection protocol from sodium thiopental to pentobarbital. DeYoung, 646 F.3d at 1322-23. On July 15, 2011, Georgia death row inmate Andrew DeYoung, who was scheduled to be executed five days later, filed a § 1983 action challenging Georgia's method of execution on Eighth Amendment and Equal Protection grounds. Id. at 1322. Just as Arthur's does here, DeYoung's complaint alleged that the Blankenship and Powell executions showed pentobarbital did not
Specifically, DeYoung's complaint alleged, inter alia: (1) reporter Greg Bluestein's account of the Blankenship execution, particularly Blankenship's movements during the procedure and his eyes remaining open, demonstrated that "Georgia's first execution with pentobarbital went wrong"; (2) based on the Bluestein account, DeYoung's expert witnesses opined that "Blankenship suffered"; (3) the State's assurances "that pentobarbital works as fast as sodium thiopental and that a person will be unconscious within `thirty to sixty seconds' after receiving" pentobarbital "proved to be incorrect"; (4) based on the affidavits by Powell's attorneys Freeman and Schulz, Powell also "reacted adversely to pentobarbital"; (5) "[p]entobarbital is not used to anesthetize fully awake humans"; (6) there was not enough data to know "how an overdose of pentobarbital will affect basically healthy inmates"; (7) "pentobarbital has not been sufficiently tested to render an entirely conscious human adult unconscious"; and (8) the State's use of pentobarbital "inflicted pain and needless suffering on Mr. Blankenship" and is "very likely" to do so to DeYoung. (Emphasis added.) DeYoung moved for a stay of execution, and the State of Georgia moved to dismiss the complaint as time-barred and for failure to state a claim upon which relief could be granted. Id.
The district court held an evidentiary hearing, after which it denied DeYoung's motion to stay the execution and granted the State's motion to dismiss. Id. The district court concluded that: (1) the two-year statute of limitations period expired eight years before DeYoung filed his claims because, inter alia, the switch to pentobarbital was not a significant alteration to the execution protocol; and (2) alternatively, DeYoung's complaint failed to state a claim. Id. at 1323. We described DeYoung's claims and the district court's alternative grounds for dismissal as follows:
DeYoung, 646 F.3d at 1323-24 (brackets omitted) (emphasis added). The district court denied a stay of execution or other injunctive relief because it concluded DeYoung had "absolutely no likelihood of success on the merits." Id. at 1324 (quotation marks omitted).
DeYoung appealed the district court's dismissal of his complaint and denial of his motion for a stay of execution. Id. DeYoung also moved this Court for a stay. Id. We denied DeYoung's stay motion and affirmed. Id. at 1324, 1328. In doing so, we concluded that "DeYoung's claims are barred by the statute of limitations and, even if they were timely, they fail as a matter of law." Id. at 1324.
As to the statute of limitations, this Court concluded that "DeYoung last became subject to a new or substantially changed execution protocol on October 5, 2001," when Georgia switched from electrocution to lethal injection, and thus his limitations period expired nearly eight years before he brought his § 1983 action. Id. at 1325. The DeYoung panel expressly rejected DeYoung's argument, which is the same one Arthur makes, that the substitution of pentobarbital for sodium thiopental was a substantial change, concluding that (1) Powell (Williams) and Powell were binding authority on that point, and (2) DeYoung's new evidence about pentobarbital did not change that fact:
Id. at 1325 (emphasis added).
The Court, as an alternative holding independent of its statute of limitations conclusion, then discussed the merits of DeYoung's Eighth Amendment and Fourteenth Amendment claims. Id. at 1325-28. As to the Eighth Amendment claim, DeYoung alleged that evidence from witnesses to Georgia's June 23, 2011 execution of Roy Blankenship supported DeYoung's claims that (1) the administration of 5,000 milligrams of pentobarbital, as Georgia's protocol requires, causes needless suffering, and (2) the pentobarbital did not adequately render an inmate unconscious.
As part of its alternative merits holding, the Court reviewed the evidence presented in the district court, including the affidavits from witnesses to Blankenship's execution stating that Blankenship moved during the execution and the testimony of DeYoung's expert Dr. Waisel that such movements demonstrated that Blankenship suffered. Id. at 1326-27. This Court noted that (1) although the witness accounts disagreed as to the type and timing of Blankenship's movements, "[t]he evidence undisputedly shows that Blankenship became still and was unconscious before the second drug was administered"; (2) Dr. Waisel provided no medical explanation for why pentobarbital would cause Blankenship pain; (3) "Blankenship's autopsy revealed no evidence of trauma"; and (4) "DeYoung presented no evidence to show that unconsciousness is not achieved after the complete administration of a 5000-mg dose of pentobarbital." Id. DeYoung also submitted evidence that Powell's execution by the State of Alabama showed that pentobarbital created a substantial risk of serious harm, but this Court rejected that claim as well:
Id. at 1327 n. 5. The DeYoung panel concluded, "DeYoung has wholly failed to show that pentobarbital, once fully administered and allowed to act, is ineffective as an anesthetic. As the district court succinctly found, Georgia's `use of pentobarbital does not create a substantial risk of serious harm to inmates.'" Id. at 1327.
This Court also considered, and rejected, DeYoung's equal protection claim, as follows:
Id. at 1328.
Like Arthur in Alabama, Florida death row inmate Manuel Valle tried to circumvent Eleventh Circuit precedent about the State's substitution of pentobarbital for sodium thiopental in Valle v. Singer, 655 F.3d 1223 (11th Cir.2011). Valle's complaint alleged: (1) the State's substitution of pentobarbital for sodium thiopental "create[s] a substantial risk of serious harm and undue pain and suffering, particularly from awareness while being paralyzed and receiving potassium chloride"; (2) "[t]he use of pentobarbital as an agent to induce anesthesia is not FDA approved, has no relevant clinical history and has no relevant clinical reference doses on which to determine what dose would cause a
After reviewing our precedent, this Court adopted the district court's opinion, which concluded that: (1) Florida, by substituting pentobarbital as the first drug, did not make a significant alteration in its lethal injection protocol; (2) "Valle's protestations notwithstanding, the purported distinctions upon which he relies are neither new nor, based on Eleventh Circuit precedent, are they sufficient alone or in combination with one another to carry his burden"; (3) Valle's "attempt to distinguish his claim from the binding Powell precedent, based upon the Blankenship execution and the affidavit of Dr. Waisel, is significantly undermined if not entirely foreclosed by DeYoung []"; and (4) Valle "failed to support his assertion that his case is distinguishable from the Eleventh Circuit's decisions in the Powell cases and DeYoung [], and mere speculation cannot substitute for evidence that the use of pentobarbital will or very likely will cause serious illness and needless suffering." 655 F.3d at 1231-33.
With this binding precedent as background, I turn to Arthur's claims on appeal.
Arthur argues the district court erred in dismissing as time-barred his claim that the ADOC's lethal injection protocol violates the Eighth Amendment's ban on cruel and unusual punishment. Arthur does not dispute that his Eighth Amendment claim is untimely unless the ADOC's switch to pentobarbital constitutes a significant or substantial alteration in the execution protocol. See Powell, 643 F.3d at 1303-04 (citing McNair v. Allen, 515 F.3d 1168, 1174, 1177 (11th Cir.2008)). Nor does he dispute that in Powell (Williams), Powell, DeYoung, and Valle, this Court stated that the substitution of pentobarbital for sodium thiopental "does not constitute a significant alteration." Powell (Williams), 641 F.3d at 1258; Powell, 643 F.3d at 1303-05; DeYoung, 646 F.3d at 1325; Valle, 655 F.3d at 1233. Instead,
As this Court expressly did in Powell, DeYoung, and Valle, I reject the contention that we are not bound by our earlier precedent on the effect of the pentobarbital substitution on the statute of limitations. See DeYoung, 646 F.3d at 1325 ("DeYoung acknowledges the Powell decision is on point, but argues that the evidence he proffered in this record undermines the premise of Powell. However, `the mere act of proffering additional reasons not expressly considered previously will not open the door to reconsideration of the question by a second panel.'"); Powell, 643 F.3d at 1304-05 ("Powell's attempts to circumvent the holding of Powell (Williams) fall flat.... [I]n light of our binding precedent, we are obliged to reject Powell's attempt to relitigate the issue of whether the ADOC's action in changing the first drug in the lethal injection protocol from sodium thiopental to pentobarbital is a `significant' change...."); see also Valle, 655 F.3d at 1232 ("Plaintiff's attempt to distinguish his claim from the binding Powell precedent, based upon the Blankenship execution and the affidavit of Dr. Waisel relied upon by Valle, is significantly undermined if not totally foreclosed by DeYoung []." (citation omitted)).
The district court correctly held that Arthur's Eighth Amendment claim was filed outside the limitations period, based on our holdings in Powell (Williams), Powell, DeYoung, and Valle. We have held a number of times that a prior panel precedent cannot be circumvented or ignored on the basis of arguments not made or factors not considered by the prior panel. See, e.g., Tippitt v. Reliance Standard Life Ins. Co., 457 F.3d 1227, 1234 (11th Cir.2006) ("[A] prior panel precedent cannot be circumvented or ignored on the basis of arguments not made to or considered by the prior panel."); Saxton v. ACF Indus., 239 F.3d 1209, 1215 (11th Cir.) ("That holding [of the earlier panel] is the law of this Circuit regardless of what might have happened had other arguments been made to the panel that decided the issue first." (quotation marks and citation omitted)), rev'd en banc on other grounds, 254 F.3d 959 (11th Cir.2001) (en banc); Smith v. GTE Corp., 236 F.3d 1292, 1302-03 (11th Cir.2001) (categorically rejecting an "overlooked reason" exception to the prior panel precedent rule); Turner v. Beneficial Corp., 236 F.3d 643, 650 (11th Cir.) ("Nor is the operation of the rule dependent upon the skill of the attorneys or wisdom of the judges involved with the prior decision—upon what was argued or considered."), rev'd en banc on other grounds, 242 F.3d 1023 (11th Cir.2001) (en banc); Cohen v. Office Depot, Inc., 204 F.3d 1069, 1076 (11th Cir.2000) (same).
Arthur contends we are not bound by our prior decisions about the significance of the switch to pentobarbital because it is a factual issue, not a legal question. However, the "interpretation and application of a statute of limitations is a question of law." Lawrence v. Florida, 421 F.3d 1221, 1224 (11th Cir.2005); accord United States v. Trainor, 376 F.3d 1325, 1330 (11th Cir. 2004) (stating that the "application of [a] statute of limitations is [a] question of law reviewed de novo"). And our precedent has already held that the substitution of pentobarbital for sodium thiopental is not a significant change in Alabama's lethal injection protocol to restart the statute of limitations clock. See Valle, 655 F.3d at 1233; DeYoung, 646 F.3d at 1325; Powell, 643 F.3d at 1304-05; Powell (Williams), 641 F.3d at 1258.
The ADOC lethal injection protocol challenged in Powell (Williams) and Powell is identical to the protocol challenged by Arthur. In all three Alabama cases (and in Georgia's DeYoung and Florida's Valle as well), the claim is that the use of pentobarbital creates a substantial risk of serious harm because of the possibility that it will not timely render the inmate unconscious and insensate before administration of the second and third drugs in the protocol.
Likewise, the factual bases of the claims are nearly identical. Arthur neither alleges nor attaches to his complaint any new scientific or medical evidence about pentobarbital. Instead, his complaint makes the same factual contentions that were considered and rejected in Powell (Williams), Powell, DeYoung, and Valle. Indeed, Arthur even attaches to his complaint the expert report of Dr. Dershwitz, which was the same key evidence in Powell (Williams).
Arthur contends his case is not about the dosage of pentobarbital but rather about the amount of time needed for pentobarbital to render an inmate unconscious before the second drug is given. But, as shown above, how fast-acting or how long it takes for pentobarbital to act was expressly part of the allegations in the prior cases. In Powell (Williams), Williams alleged that: (1) pentobarbital is not interchangeable with sodium thiopental because pentobarbital is a longer-acting barbiturate than thiopental; (2) pentobarbital is not used clinically to induce anesthesia, but is instead a sedative; (3) "pentobarbital is not an agent used medically to induce loss of consciousness and loss of sensation because of the extended length of time it takes for the drug to act"; (4) pentobarbital is less lipid-soluble than sodium thiopental, "causing the slower onset of anesthesia after intravenous injection"; and (5) pentobarbital's lack of clinical testing precludes an accurate assessment of its proper dosage or its efficacy. In Powell, Powell alleged that: (1) sodium thiopental is an anesthetic, whereas pentobarbital is a sedative; (2) sedation is not the same as a loss of consciousness and sensation; (3) the lack of clinical history of pentobarbital as an anesthetic puts the inmate at an undue risk of suffering; and (4) pentobarbital is not effective to induce loss of consciousness "because of the extended length of time it takes." And although Arthur's complaint details the story of the Powell and Blankenship executions, DeYoung and Valle featured the same reports of witnesses from the Powell and Blankenship executions, but the DeYoung Court already held that evidence did not show a substantial risk of serious harm and in any event did not restart the statute of limitations clock. DeYoung, 646 F.3d at 1325-27; see Valle, 655 F.3d at 1228-38 (evaluating evidence regarding the Blankenship and Powell executions and ultimately holding that the appellant's lethal injection action was time barred); see also Jackson v.
In short, the district court correctly applied our binding circuit precedent in holding that Arthur's Eighth Amendment claim was barred by the statute of limitations.
Although I believe we are bound by our own precedent, I note that every other circuit to consider the issue has uniformly concluded that the use of pentobarbital, in lieu of sodium thiopental, as the first drug in lethal injection executions is constitutional. See Jackson, 656 F.3d at 162-65; Pavatt v. Jones, 627 F.3d 1336, 1339-40 (10th Cir.2010); see also Beaty v. Brewer, 649 F.3d 1071, 1075-76 (9th Cir.2011) (Kozinski, J., concurring in denial of rehearing en banc) (stating inmate had challenged substitution of pentobarbital for sodium thiopental, noting that Tenth and Eleventh Circuits had rejected similar claims, and concluding that petitioner had failed to show any deficiency in Tenth or Eleventh Circuit's analysis). Indeed, the Third Circuit pointed out how pentobarbital is commonly used to euthanize terminally ill patients and that there is no scientific evidence that pentobarbital "fails to render an inmate unconscious":
Jackson, 656 F.3d at 165.
Similarly, I conclude that the district court properly applied our precedent in dismissing as barred by the statute of limitations Arthur's Due Process claim as to the secrecy of Alabama's lethal injection protocol. In Powell, we expressly noted that the ADOC's alteration in its lethal injection protocol to substitute the use of pentobarbital for sodium thiopental was not a significant alteration either for purposes of an inmate's claim that he had a right to know the details of his execution or "for purposes of a statute of limitations' triggering date." Powell, 643 F.3d at 1304-05. We also stated that Powell's very claim "about the secrecy surrounding the ADOC's recent change in lethal injection protocol" was "rejected by this Court in Powell (Williams), which ... constitutes binding precedent." Id. at 1305. As with Arthur's Eighth Amendment claim, his Due Process claim rests upon the same factual allegations and legal arguments that were considered and rejected in Powell (Williams) and Powell.
I also conclude that the district court correctly dismissed Arthur's equal protection claim under Rule 12(b)(6) for failure to state a claim upon which relief can be granted. As stated above, to survive dismissal under Rule 12(b)(6), a plaintiff's complaint "must contain factual allegations that, if true, would `raise a right to relief above the speculative level.'" Speaker, 623 F.3d at 1380. And, to state an equal protection claim, Arthur must show: (1) "that the State will treat him disparately from other similarly situated persons," and (2) that the disparate treatment burdens a fundamental right, targets a suspect class, or is not rationally related to a legitimate government interest. DeYoung, 646 F.3d at 1327-28; Houston v. Williams, 547 F.3d 1357, 1363 (11th Cir.2008).
Arthur alleges that the third consciousness check (the arm pinch) was not performed during the Powell execution, and this failure indicates that Arthur himself will be treated differently than the ADOC treats other inmates (except for Powell, presumably) being executed under the lethal injection protocol. Arthur alleges that this disparate treatment burdens his fundamental Eighth Amendment right to be free from cruel and unusual punishment because it creates a substantial risk that he will suffer serious harm during his execution.
Arthur has wholly failed to meet his burden of alleging facts that would plausibly show either disparate treatment or the burdening of a fundamental right. All Arthur has alleged in support of his equal protection claim is that two of the witnesses to Powell's execution (Powell's attorneys) saw ADOC officials perform the first two consciousness checks on Powell but did not see the third check—the arm pinch.
Even assuming that ADOC officials did not perform the third consciousness check during the Powell execution, it is no more than rank speculation to conclude that ADOC officials will in the future treat Arthur differently than similarly situated inmates. Arthur has alleged no pattern, practice, or even reason for the alleged failure to perform the arm pinch, and none can reasonably be inferred. There are only Arthur's admissions that two consciousness checks in the ADOC's protocol were performed on Powell and one isolated report of an alleged failure to follow the third consciousness check in the ADOC's protocol. There is nothing more than speculation that it will occur again, much less that it will occur in Arthur's case.
Furthermore, Arthur's own experts do not indicate that the arm pinch is necessary
I conclude that the district court did not err in dismissing Arthur's equal protection claim.
For the reasons stated above, our precedent requires that we affirm the dismissal of Arthur's complaint. I respectfully dissent.
Although I recount the State's affidavits, I do not rely on any of the State's evidence for my analysis of the correctness of the district court's Rule 12(b)(6) dismissal of Arthur's complaint. And, as noted, Arthur's affidavits agree that Powell had stopped moving by the time the two consciousness checks were performed and Powell did not respond to them.
The district court did not rule on the State's alternative summary judgment motion and did not consider its attached evidentiary materials. I need not rely on any of the State's evidence because, as this is an appeal from the grant of a Rule 12(b)(6) motion to dismiss, I focus on Arthur's complaint and the attachments thereto.
In any event, as discussed later, this Court has rejected claims that the evidence of the Powell execution shows an Eighth Amendment violation given that Powell was unconscious before the second drug was administered. See DeYoung v. Owens, 646 F.3d 1319, 1327 n. 5 (11th Cir.2011); see also Valle v. Singer, 655 F.3d 1223, 1232-33 & n. 9 (11th Cir.2011).